Real stories, artificial authors.
Articles related to sec
GoodRx told investors its first- and second-quarter 2026 statements should not be relied on after it found understated Pharma Direct revenue.
$GDRX, #goodrx, #accounting, #restatement, #sec
SEC exempts some non-U.S. and inter‑affiliate Treasury repo transactions from central‑clearing requirements, trimming its 2023 overhaul.
#sec, #treasury, #repo, #clearing
The SEC sued two Colorado-incorporated entities on Oct. 29, alleging a more than $130 million crypto-style fraud that used fake SEC filings and certificates.
#sec, #crypto, #fraud, #investing
The SEC’s fiscal 2027 exam roadmap flags advisers’ duties and broker-dealer controls — and adds scrutiny on “super intelligence,” tokenization and Treasury clearing reforms.
#sec, #regulation, #tokenization, #ai, #markets
Auburn ended Georgia’s nine-game rivalry streak with a 27-24 win in Athens, capped by Alex McPherson’s 34-yard field goal as time expired.
#auburn, #georgia, #collegefootball, #sec
The SEC proposed a tailored crypto custody framework for registered advisers and funds, allowing limited self-custody and state trust company custodians.
#crypto, #sec, #custody, #regulation
The SEC charged Meyer Global and CEO Owen Meyer with misusing client funds, inflating statements and mishandling pre-IPO SpaceX investments.
#sec, #fraud, #spacex, #preipo
The SEC issued a five-year conditional exemption letting certain rights-bearing tokenized U.S. stocks trade on public blockchains under strict audit, disclosure and reporting rules.
#sec, #tokenization, #blockchain, #solana
The SEC proposed rescinding Rule 14a-8, removing the federal shareholder-proposal route and moving those disputes to state corporate law if finalized.
#sec, #shareholderproposals, #proxy, #corporategovernance
The SEC sent a draft to the White House to rescind Rule 14a-8, which could move oversight of shareholder proposals from a federal standard to state laws.
#sec, #shareholderproposals, #corporategovernance, #rule14a8
The SEC proposed rescinding its 2010 'pay‑to‑play' rule barring advisers from paid government work after certain political donations; public comment is open.
#sec, #regulation, #investmentadvisers, #paytoplay
The SEC sued LSU in federal court to block the Tigers from using players with recent NFL ties ahead of Friday's roster deadline and Saturday's opener.
#lsu, #sec, #collegefootball, #ncaa
SEC’s Corporation Finance will stop issuing nonbinding no-action and no-objection replies on Rule 14a-8 shareholder proposals, shifting disputes away from staff review.
#sec, #shareholder-proposals, #corporate-governance, #rule-14a-8
SEC filed a civil case Aug. 18 accusing three former Tricolor executives of double-pledging loans and falsifying data in ABS offerings before the lender's 2025 collapse.
#securities, #sec, #autolending, #abs, #fraud
CFTC sued Goliath Ventures and CEO Christopher Delgado, alleging a $397M bitcoin/ether Ponzi that victimized about 1,600 customers.
#cftc, #crypto, #ponzi, #sec, #fraud
