Tag: #sec

SEC Moves to Rescind 2024 Climate-Disclosure Rule, Sends Proposal for White House Review

The SEC submitted a proposed rescission of its 2024 climate-disclosure rule to OIRA on May 4, signaling a formal move to undo the rule and reopen review.

#sec, #climate, #regulation, #disclosure

Hub Group Expands Scope of Accounting Problems, Says 2023 and 2024 Audited Statements 'Should No Longer Be Relied On'

Hub Group's audit committee says audited financial statements for 2023 and 2024 were materially misstated and should not be relied on.

$HUBG, #hubgroup, #accounting, #restatement, #sec, #nasdaq

SEC Proposes Letting Public Companies File Semiannual 10-S Instead of Quarterly 10-Qs

The SEC proposed letting U.S. public companies swap quarterly 10-Qs for a single semiannual 10-S, aiming to reduce filings while preserving 8-K disclosures.

#sec, #disclosure, #filings, #regulation

SEC Chairman Says Agency Is “On the Cusp” of an ‘Innovation Exemption’ to Allow Tokenized Securities Trading

SEC Chair Paul S. Atkins said the agency is close to an ‘innovation exemption’ to permit a limited, compliant path for trading tokenized securities on-chain.

#sec, #crypto, #tokenization, #regulation

SEC says ADM shifted profits to boost Nutrition results; company to pay $40 million

Regulators say ADM used retroactive rebates to inflate Nutrition profit growth. The SEC settlement includes a $40M penalty; a former CFO faces suit.

#adm, #sec, #accounting, #nutrition, #investors

Hasbro Cyber Incident Forces System Shutdowns, Risks Weeks of Shipping Delays

Hasbro says it contained unauthorized network access but took systems offline, warning of shipment delays as it navigates new SEC cyber disclosure rules.

#cybersecurity, #hasbro, #sec, #supplychain, #databreach

Microcap Electronic Servitor Disclosed New Auditor Months Late After SEC Ban of Prior Firm

Electronic Servitor waited over eight months to disclose hiring a Nigeria-based PCAOB-registered auditor after its prior auditor was barred by the SEC.

#otc, #auditing, #sec, #microcap, #pcaob

MSCI Chief Accounting Officer to Step Down in 2026, Company Says No Dispute

MSCI says global controller and chief accounting officer C. Jack Read will leave in August 2026. The index giant has begun a successor search.

#msci, #accounting, #corporategovernance, #sec, #indexes

SEC Opens the Door to Spot Bitcoin ETFs, Ushering Crypto onto Wall Street

After a court loss, the SEC approved 11 spot bitcoin ETFs, sparking record trading and reshaping bitcoin ownership, risks and regulation.

#bitcoin, #etf, #sec, #cryptoregulation, #blackrock

Morgan Stanley Moves to Launch In-House Spot Bitcoin ETF, Filing Signals Approval Near

Morgan Stanley has filed an amended registration for a spot bitcoin ETF, positioning it to become the first major U.S. bank to sponsor one.

#bitcoin, #etf, #morganstanley, #sec, #crypto

SEC Faces March 2026 Deadline on Rules That Could Fast-Track a Wave of Crypto ETFs

A late-March 2026 SEC decision on generic listing standards could determine whether dozens of new crypto ETFs beyond bitcoin and ether can launch routinely.

#cryptoetf, #sec, #bitcoin, #altcoins, #cboe